AI prospecting built for
regulated advisors.
Reach new prospects and reconnect with past relationships through compliance-ready outreach. Grow your book of business without spending hours prospecting.
You became an advisor to build relationships, not chase prospects.
Cold calling eats 15+ hours/week
Time that should go toward serving clients is lost to manual outreach that rarely converts.
Most AI tools weren’t built for advisors
Generic outreach tools ignore compliance and puts your reputation at risk.
Referrals aren’t as reliable as they used to be
Your best referral sources are aging out. Growth requires new channels and audiences.
Define the clients you want more of
Tell Leagent what your ideal client looks like - net worth range, life stage, geography, and interests. The clearer your sweet spot, the better the matches.
Let AI identify opportunities
Leagent analyzes public data, news, social signals, and life events to surface prospects who may be entering a financial decision moment.
Review and approve every message
Leagent drafts personalized outreach tailored to each prospect’s situation. Every message appears in an approval queue so you can edit, approve, or reject it before it sends.
✓ FINRA-aligned: human supervision before any message is delivered.
Conversations start naturally
When prospects respond, you step in with full context about who they are and why the conversation started. No cold calling, no chasing, no compliance uncertainty.
✓ Full audit trail of every AI draft, edit, and approval.
Compliance is the biggest reason advisors hesitate to use AI for outreach.
FINRA’s 2026 guidance is clear: AI-assisted communications require human supervision, audit trails, and governance.
Leagent’s architecture was designed for this from day one.
FINRA rule 3110 supervision
Compliant recordkeeping
Communication standards
AI governance controls
Currently in private beta
Human approval on every message
Complete audit trail
Built for regulated industries
The compliant way to grow your advisory practice with AI
Grow your AUM without chasing prospects.
Most advisors know they should prospect more.
They just don’t want to risk their reputation or spend hours doing it.
Leagent helps advisory practices reach the right prospects and reconnect with past relationships using outreach designed for regulated industries.
You stay in control of every message.
Every interaction is documented.
And every conversation starts with context.
Currently in private beta for advisory practices.
Ready to grow your book of business?
See how many prospects are in your area.
© 2026 Leagent
All rights reserved